Leadership Character Architecture Institute

Professional Conduct

Sanctions and Appeals (Proposed)

This is a proposed appeals process. It is not in effect; no sanction has been imposed, and no appeal can yet be brought.

Who may appeal

A credential holder who has received a finding of violation and a sanction may appeal. A person whose credential application was refused on conduct grounds may also appeal. A person who raised a concern may not appeal a finding that no violation occurred.

Grounds for appeal

An appeal may be brought on the grounds that the investigation did not follow the stated process, that the holder was not given a fair opportunity to respond, that the finding was not supported by the evidence, or that the sanction was disproportionate to the violation found.

How to appeal

An appeal is submitted in writing to the Independent Review Panel, which is being established, within thirty days of the decision. The appeal must state the grounds and include any evidence the holder relies on. The Panel is separate from the body that conducted the investigation.

What the Panel may do

The Panel may confirm the finding and sanction, vary the sanction, set aside the finding, or send the matter back for a fresh investigation by different people. The Panel's decision is final within the Institute's process. It does not affect any legal right the holder may have.

During an appeal

A sanction takes effect when it is imposed unless the Panel grants a stay. A holder who appeals a withdrawal of a credential may ask the Panel to stay the withdrawal while the appeal is heard. The Institute does not publish a sanction as final until the appeal period has passed or the appeal has been decided.

Standards

Professional conduct standards are grounded in the LCABOK™ practice standards.

Professional Conduct